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Implementing Individual Accountability under SM&CR

Corporate Training Partnerships
Course summary
1 day
English
London
Implementing Individual Accountability under SM&CR

Course description

Implementing Individual Accountability under SMCR

This focused workshop is specifically designed to help those responsible for implementing the Senior Managers and Certification Regime (SM&CR), prepare for the new regime, get to grips with the requirements and identify how best to embed the obligations within business as usual.

Suitability - Who should attend?

The programme is designed for delegates from FCA solo-regulated firms but will also help those from dual-regulated firms who are already subject to the SIMR requirements but who will have to upgrade to SM&CR.

Training Course Content

  • Effectively prepare for the new regime, by examining each of its elements and the interactions between them
  • Consider how to implement the requirements in light of the thresholds and obligations relevant to your firm and business model
  • Understand the longer-term implications of the regime and how to embed the requirements into your firm’s ongoing operating practices
  • Ensure you are up to date with the latest developments as the operational aspects of the extended regime are clarified
  • Benchmark your approach against market good practice

Expenses

The cost of this course is £545 + VAT per participant.

About provider

Consultancy and Training Partners

Corporate Training Partnerships - CTP: Risk Management, Regulatory and Technical Training for Financial Services Organisations

CTP is a specialist training company serving the financial services sector. They use industry experience to provide creative and effective training that visibly contributes to the business success of their clients. CTP understands your challenges and constraints and provide the optimal...


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