Product Development, Governance & Oversight for Insurance, Deposit Taking and Lending Firms
Conduct risk, and product governance issues in particular, are a key focus of FCA regulatory activities. Regulated firms must be prepared to evidence appropriate oversight of their product development process to avoid attracting unwanted regulatory attention.
In addition to this, MiFID II will incorporate product governance requirements into European Law starting in early 2018. Clearly, this issue is one that regulators around the world have high on their agendas.
This one-day course will help those individuals responsible for product management and compliance ensure their product development and oversight framework and procedures are compliant with FCA requirements.
Suitability - Who should attend?
This focused course will benefit anyone with Product Development, Governance, Oversight or Compliance responsibilities in Banks, Building Societies, Lending and Insurance firms.
Outcome / Qualification etc.
This course may provide 6 CPD hours towards delegates' continuing professional development
Training Course Content
Attending will help participants will be able to:
- Understand what the FCA now expects in terms of product development and governance
- Benchmark your approach against best practice in product management from concept to launch
- Manage distribution risks and provider / distributor responsibilities
- Identify the MI required to manage product risk
- Determine what the Board needs to know and when
- Demonstrate ongoing responsibility and oversight for your products, especially in relation to TCF
- Test your interpretation and application of FCA rules and guidance in product governance case studies and exercises
Corporate Training Partnerships - CTP: Risk Management, Regulatory and Technical Training for Financial Services Organisations
CTP is a specialist training company serving the financial services sector. They use industry experience to provide creative and effective training that visibly contributes to the business success of their clients. CTP understands your challenges and constraints and provide the optimal...
Find out more about this Product Development, Governance & Oversight for Insurance, Deposit Taking and Lending Firms course - simply fill out your details:
There are no reviews available yet.
Are you curious about the L&D strategies of some of the U.K.'s top companies?
Find out what they're up to in findcourses.co.uk's second annual U.K. L&D Report!
Lack of people management skills causing high staff turnover? Find out how CTP solved the problem!