Risks, Controls and Oversight by the Board
In the aftermath of the financial crisis, and the implementation of the new UK regulatory framework, the performance of Boards and individual Board members in financial institutions is being scrutinised as never before – particularly in relation to risk management.
This focused half day event has been developed especially for Executive and Non-Executive Directors in firms prudentially regulated by the FCA, to help them understand their risk management responsibilities and the practical steps to fulfilling them, in the developing regulatory environment.
Attending this practical workshop will help you to:
- Know what the regulator expects from Boards and Board members in respect of risk management
- Identify the appropriate governance structures and models
- Understand your risk appetite
- Consider conduct risk and what the FCA anticipates Boards will be reviewing in this area
- Make sure you are receiving the right Management Information on your key risks and controls
- Embed risk awareness in the culture of the organisation
Suitability - Who should attend?
This Risks and Controls training course was designed as a CPD event for executive directors, non-executive directors and Significant Influence Function holders in FCA regulated firms.
Outcome / Qualification etc.
This course can provide 3 CPD hours to count towards delegates' continuous professional development needs.
Training Course Content
This training course in Risk Management is designed to cover the following units:
Directors' responsibilities for risk in regulated firms
Risk governance structures
The Board's responsibility for risk appetite
Understanding risk management information
The conduct risk agenda
Ensuring risk management and awareness is embedded in the culture of the organisation
The cost of this training course is £395 + VAT per delegate. A 10% discount is available for a booking of 3 or more delegates.
In-house / Company-specific training
This programme can also be adapted and delivered in-house, either as a Board workshop or executive masterclass.
Corporate Training Partnerships - CTP: Risk Management, Regulatory and Technical Training for Financial Services Organisations
CTP is a specialist training company serving the financial services sector. They use industry experience to provide creative and effective training that visibly contributes to the business success of their clients. CTP understands your challenges and constraints and provide the optimal...
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