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Senior Manager, Certification & Approved Person Requirements - the Role of HR

Corporate Training Partnerships
Course summary
Length: 1 day
Price: 645 GBP excl. VAT
Language: English
Location: London
Next available date: 18/12/2018 09:30 - London
Rating: (6 Reviews)
Course home page: Link
Course type: Open / Scheduled

Course description

HR Responsibilities for Regulation - Approved Persons

Senior Manager, Certification & Approved Person Requirements - the Role of HR

This human resources management training course focuses on the contribution of HR in supporting compliance with the FCA's and PRA's new Senior Managers and Certification Regimes and current Approved Person requirements.

By completing this highly practical course, delegates will gain knowledge of the latest regulatory developments, implications and priorities for HR. The course allows them to examine the practical impact of the new regulations on HR tasks, from recruitment to continuous professional development. Delegates will be able to identify HR responsibilities in key areas of regulation such as Fitness & Propriety, Senior Management Systems and Controls and Ongoing Competence and understand what regulators expect of Senior Managers, Senior Insurance Managers and Approved Persons. Overall, the course participants will gain a clear picture of  key HR risks, controls and indicators in respect of regulatory requirements.

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Suitability - Who should attend?

This one-day training programme is aimed at HR professionals who are responsible for key HR activities within a financial services organisation, including:

  • Talent Management
  • Employee benefits
  • Recruitment
  • Training & Development
  • Administration and record keeping
  • Risk, Compliance and Audit specialists responsible for monitoring HR activities

Outcome / Qualification etc.

Attendance at this training event can provide delegates with 6 CPD hours to count towards their continuous professional development needs.

Training Course Content

This training course is designed to cover the following aspects of Approved Persons HR Management:

  • Development of the PRA / FCA rules governing people
  • Fitness and property
  • Senior Management Arrangements, Systems and Controls
  • Senior Managers and Certification
  • Recruitment
  • Achieving, Assessing and Maintaining Competence
  • HR related Risks and Controls


The cost of this training course designed by CPD is £645 + VAT per delegate.

A 10 % discount is available for bookings of 3 or more delegates.

In-house / Company-specific training

CTP can also deliver this course in-house, to meet the training requirements of your team.

About provider

Consultancy and Training Partners

Corporate Training Partnerships - CTP: Risk Management, Regulatory and Technical Training for Financial Services Organisations

CTP is a specialist training company serving the financial services sector. They use industry experience to provide creative and effective training that visibly contributes to the business success of their clients. CTP understands your challenges and constraints and provide the optimal...

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Connection Capital"   |   01/05/2017
Well presented and very informative
Myjar   |   12/04/2017
It's an extremely important topic. The day gave me a very good overview of the the things we need to focus on in the future
State Street   |   05/04/2017
Very useful, informative and at the right pace. Would recommend the course
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Senior Manager, Certification & Approved Person Requirements - the Role of HR
Course rating
Based on 6 reviews
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