Course description
Compliance and culture continue to become more central to the way we work in financial services, and whistleblowing is a key component.
The number of such complaints is rising, and the regulator is dealing with them more effectively, as well as with firms who fail to have appropriate policies and safeguards in place.
But putting such safeguards in place is not easy. There are some legal and regulatory requirements to navigate alongside employment law. This virtual classroom seminar with financial compliance expert Robert Bell focuses on the steps required to build successful whistleblowing procedures in FCA and PRA regulated firms.
Upcoming start dates
Outcome / Qualification etc.
Training Course Content
Introduction
Compliance and culture continue to become more central to the way we work in financial services, and whistleblowing is a key component.
The number of such complaints is clearly rising, and the regulator is dealing with them more effectively, as well as with firms who fail to have appropriate policies and safeguards in place.
However, putting such safeguards in place is not simple. There are a number of legal and regulatory requirements to navigate alongside employment law.
This new virtual classroom seminar focuses on the steps required to build successful whistleblowing procedures in an FCA and PRA regulated firm.
It is suitable for those with responsibility for whistleblowing procedures in firms, as well as senior managers in FCA regulated firms.
What You Will Learn
This live and interactive course will cover the following:
- Examining FCA action due to the mishandling of whistleblowing complaints
- Expectations set out in SYSC 18
- Public Interest Disclosure Act 1998
- Impact of the Employment Rights Bill
- Difference between a grievance and a whistleblowing complaint
- Practicalities when designing your policies and handling a complaint
Expenses
MBL Seminars Limited
With over 1,000 expert speakers covering more than 3,360 different topics, our course portfolio is vast and can be delivered either online or in-person. With over 450 years of collective professional development experience, we are proud to be trusted to...