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Asset Management Internal Audit School

ACI Learning
Course summary
4 days
London, Singapore
Professional Training

Course description

Asset Management Internal Audit School

Learn and understand the risks and management techniques that are used within asset management

The asset management industry has been fast growing and increasing in its complexity and variety. At end 2010 global Assets Under Management totalled $65 trillion (million million).

The implementation of the Basel Accord and other regulatory developments, and the ongoing financial crisis have put the importance of control and management within the industry into an increasingly strong focus.

Internal audit functions are required to address the key risks and controls operating throughout an institution, including those applying within the asset management industry. This course looks systematically at the application of control to the risks applying within asset management and considers the approach that internal auditors should adopt when conducting assignments in this area.

The objectives of this course are to enable attendees to appreciate the key issues that arise in practice when undertaking the internal audit of asset management; to ensure that the internal auditors focus on the areas of greatest risk and that they develop practical solutions to the challenges that they face. Using a series of practical case studies the participants will develop key approaches that can be applied directly to their institutions.

Why Attend this course?

  • Understand the key issues related to risk, control and the internal audit of asset management
  • Discuss risks within the asset management industry and the nature of the controls that are applied in practice
  • Develop practical internal audit approached to the management of the business
  • Design a series of internal audit programmes to meet the demands of this complex audit area
  • Learn how to audit outsourced and third party service providers

Suitability - Who should attend?

This course specifically designed for those who are required to conduct internal audit assignments within asset management.

Prerequisite: Some knowledge of internal audit techniques and banking terminology would be an advantage

Outcome / Qualification etc.

MISTI Certificate and 32 CPE points.

Training Course Content

This four-day course is broken down into the following sessions:

  • Day 1
    • Session 1: The general asset management control environment
    • Session 2: Acquiring a client and other client matters
  • Day 2
    • Session 3: Equity Investment
    • Session 4: Fixed Income Investment
  • Day 3
    • Session 5: The Money Market and Money Market Funds
    • Session 6: Alternative Investment
  • Day 4
    • Session 7: Asset Allocation & Portfolio Management
    • Session 8: Outsourcing and the selection and management of third-party service providers
    • Session 9: Other matters

Get in touch for the full course agenda.

Provider: ACI Learning

ACI Learning

ACI Learning

At ACI Learning, we train leaders in Cybersecurity, Audit, and Information Technology. Whether you're starting your IT career, mastering your profession, or developing your team, we're with you every step of the way. We believe that training is not a...

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Contact information for ACI Learning

ACI Learning

MIS Training Institute
30 Crown Place
EC2A 4EB London

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