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Risk Management for Financial Institutions

ACI Learning
Course summary
5 days
English
Amsterdam, London
Professional Training

Course description

Risk Management for Financial Institutions

Understanding banking, the associated risks and how to control them.

The financial services industry represents a challenge to internal auditors. Banks have created risk functions with ever increasing responsibilities This course looks at the risk function and considers the approach that internal auditors should adopt when auditing this function. Risk departments of banks have become increasingly complex driven by the demands of regulation and the business. This level of increase in sophistication has accelerated in recent years as many banks have created risk functions with ever increasing responsibilities.

Since the internal audit function needs to address all areas of a financial institution, including risk management, this provides risk management with additional challenges. This 5 day course looks at the risk function and considers the approach that internal auditors should adopt when auditing this function. The course is modular by nature with the first day focusing on the general approach to be adopted when approaching the risk management function and the audit of key areas of common interest to all risk areas. The subsequent four days are separable and consider the audit of:

  • Operational risk
  • Credit risk
  • Market risk
  • Liquidity risk

The course refers to the Basel 3 and Basel 2 papers where appropriate which are being introduced globally. As such it also serves to ensure that the auditors have the technical background that they require to address these important areas.

Why Attend this Course?

  • Appreciate the key issues relating to control within the risk function and understand its role with the business
  • Develop an audit programme for the audit of the governance of risk management
  • Understand techniques and key approaches to this developing subject
  • Learn key approaches and lessons to be applied within your own organisation
  • Develop audit programmes for the audit of internal loss data, control and risk assessment and key risk indicators

Learning Objectives

To enable attendees to appreciate the key issues relating to control within the risk function and to understand its role with the business.

To ensure that attendees understand what are the main techniques currently employed and key approaches to this developing subject.

Using a series of practical case studies, participants will be taken though the key approaches and will learn lessons to be applied within their own organisations

Suitability - Who should attend?

Audit Committee Members, Heads of Internal Audit, Internal Auditors and Non-executive directors.

Outcome / Qualification etc.

MISTI Certificate and 40 CPE points.

Training Course Content

Day One: Auditing Enterprise Risk Management and the Risk Department

  • Session 1: Enterprise Risk Management
  • Session 2: Corporate Governance
  • Session 3: Key Risk Management Tools

Day Two: Auditing Operational Risk

  • Session 4: What is Operational Risk?
  • Session 5: The Building Blocks of Operational risk

Day Three: Auditing Credit Risk and Credit Models

  • Session 6: Credit Risk
  • Session 7: Credit Modelling
  • Session 8: Credit Risk Management

Day Four: Auditing Liquidity Risk, the ILAA and Contingency Funding

  • Session 9: Liquidity Risk
  • Session 10: The ILAA
  • Session 11: Contingency Funding
  • Session 12: Basel 3 and Liquidity Risk

Day Five: Auditing Market Risk, the ICAAP and the Recovery and Resolution Plan

  • Session 13: Market Risk
  • Session 14: Market Risk Models
  • Session 15: Market Risk Management Issues

Provider: ACI Learning

ACI Learning

ACI Learning

At ACI Learning, we train leaders in Cybersecurity, Audit, and Information Technology. Whether you're starting your IT career, mastering your profession, or developing your team, we're with you every step of the way. We believe that training is not a...


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Contact information for ACI Learning

ACI Learning

MIS Training Institute
30 Crown Place
EC2A 4EB London

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www.misti.co.uk


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