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Outsourcing in Financial Services (Public Course) - In House Training
Corporate Training Partnerships
Financial services institutions enter into outsourcing arrangments for a variety of purposes, including: costs savings; streamlining; process improvements; restructuring; and...
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Corporate Training for Teams
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Multiple (2)
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Virtual Classroom, In Company
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This course results in CPD hours
Delivering Effective Conduct Rules Training (Live Online) - In House Training
Corporate Training Partnerships
With the Senior Managers and Certification Regime (SMCR) now fully implemented as part of “business as usual”, one of the...
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Corporate Training for Teams
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Multiple (2)
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Virtual Classroom, In Company
Risks, Controls and Oversight by the Board (Public Course) - In House Training
Corporate Training Partnerships
Today, the performance of Boards and individual Board members in financial institutions is scrutinised as never before – particularly in...
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Corporate Training for Teams
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Multiple (2)
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Virtual Classroom, In Company
Board Reporting for FCA and Dual Regulated Firms (Live Online) - In House Training
Corporate Training Partnerships
The Boards of financial institutions are under increasing pressure to respond to difficult questions about how they provide oversight over...
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Corporate Training for Teams
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Multiple (2)
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Virtual Classroom, In Company
Board Reporting for FCA and Dual Regulated Firms (Public Course) - In House Training
Corporate Training Partnerships
The Boards of financial institutions are under increasing pressure to respond to difficult questions about how they provide oversight over...
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Corporate Training for Teams
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Multiple (2)
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Virtual Classroom, In Company
Foundation in FCA Regulation (Live Online) - In House Training
Corporate Training Partnerships
This focused course will provide a clear and easily digestible overview of the new FCA regulatory framework (touching also on...
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Corporate Training for Teams
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Multiple (2)
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Virtual Classroom, In Company
Risk Based Compliance Monitoring under the FCA (Live Online) - In House Training
Corporate Training Partnerships
Today, Compliance managers are under more pressure than ever to make sure they are targeting risks, and resources, as effectively...
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Corporate Training for Teams
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Multiple (2)
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Virtual Classroom, In Company
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This course results in CPD hours
Operational Risk Management (Live Online) - In House Training
Corporate Training Partnerships
Operational Risks pose a major threat to financial institutions and have the ability to impact the safety and soundness of...
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Corporate Training for Teams
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Multiple (2)
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Virtual Classroom, In Company
Operational Risk Management (Public Course) - In House Training
Corporate Training Partnerships
Operational Risks pose a major threat to financial institutions and have the ability to impact the safety and soundness of...
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Corporate Training for Teams
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Multiple (2)
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Virtual Classroom, In Company
Delivering Effective Conduct Rules Training (Live Online)
4.8
(9)
Corporate Training Partnerships
With the Senior Managers and Certification Regime (SMCR) now fully implemented as part of “business as usual”, one of the...
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Professional Training
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3 hours
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From 475 GBP
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Online
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Virtual Classroom
Meeting Your Responsibilities as a Senior Manager (Public Course) - In House Training
Corporate Training Partnerships
Ever since assuming their powers in 2013, the PRA and FCA have clearly signaled, and acted upon, their intention to...
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Corporate Training for Teams
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Multiple (2)
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Virtual Classroom, In Company
Conduct Rules and the Consumer Duty - Preparing Your Staff (Live Online) - In House Training
Corporate Training Partnerships
All firms involved in retail business have a significant amount of work to do to ensure that they will meet...
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Corporate Training for Teams
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Multiple (2)
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Virtual Classroom, In Company
Customer support and the Consumer Duty (Public Course) - In House Training
Corporate Training Partnerships
The biggest innovation of the FCA’s Consumer Duty will be its Customer Support outcome. Up until now, the regulator has...
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Corporate Training for Teams
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0.5 days
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Multiple (2)
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Virtual Classroom, In Company
Best Execution (Live Online) - In House Training
Corporate Training Partnerships
The FCA rules, guidance and ‘standards’ for Best Execution have been in place since the MiFID era and updated in...
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Corporate Training for Teams
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Multiple (2)
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Virtual Classroom, In Company
Complaints and the Consumer Duty (Public Course) - In House Training
Corporate Training Partnerships
With the FCA’s increasing expectations on firms to ensure good customer outcomes, the spotlight on complaints teams (and the people...
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Corporate Training for Teams
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Multiple (2)
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Virtual Classroom, In Company
Understanding The New Consumer Duty for FCA regulated Firms (Public Course) - In House Training
Corporate Training Partnerships
With the FCA's Consumer Duty coming into force on 31 July this year, staff need to be ready and on...
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Corporate Training for Teams
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Multiple (2)
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Virtual Classroom, In Company
Compliance Monitoring - The Impact of the Consumer Duty (Live Online) - In House Training
Corporate Training Partnerships
The Consumer Duty formally imposes an actionable duty on regulated firms to deliver good outcomes for retail customers with a...
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Corporate Training for Teams
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Multiple (2)
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Virtual Classroom, In Company
Compliance Monitoring - The Impact of the Consumer Duty (Public Course) - In House Training
Corporate Training Partnerships
The Consumer Duty formally imposes an actionable duty on regulated firms to deliver good outcomes for retail customers with a...
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Corporate Training for Teams
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Multiple (2)
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Virtual Classroom, In Company
Senior Managers and Certification Regime - The Role of HR (Live Online) - In House Training
Corporate Training Partnerships
It is no longer possible for HR professionals in financial services organisations to leave all regulatory matters and responsibilities in...
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Corporate Training for Teams
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Multiple (2)
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Virtual Classroom, In Company
Senior Managers and Certification Regime - The Role of HR (Public Course) - In House Training
Corporate Training Partnerships
It is no longer possible for HR professionals in financial services organisations to leave all regulatory matters and responsibilities in...
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Corporate Training for Teams
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Multiple (2)
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Virtual Classroom, In Company
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