Course description
Financial Advisor Level 4
Although Financial services is one of the most stable occupations with consistent year-on-year growth, the demand for skilled professional has significantly increased in modern society. Finance professionals need a specific skill set and confidence to successfully operate in a highly regulated environment and high-pressured industry.
Our Financial Adviser Level 4apprenticeship is a mid-level apprenticeship focused on developing learners professionally to the industry standard. On completion you will be equipped to specialist advice, and you will gain an internationally recognised and accredited qualification. You will attain greater skills, in depth knowledge and the experience needed to progress with the financial industry, through the variety of topics and subjects covered.
Upcoming start dates
Suitability - Who should attend?
Entry requirements
Maths and English level 2
Outcome / Qualification etc.
Standard: Financial Adviser Level 4 (CII Diploma in Regulated Financial Planning Qualification)
Programme outcomes
For employers
On completion of this apprenticeship your employee will have the qualifications, skills and confidence needed to offer customers reliable advice on health and life insurances, pensions, and investments. They will build long term relationships with customers as they continually guide them in making informed financial decisions.
For learners
Through a range of learning styles and core topics, you will gain the confidence and skills you need to develop long term relationships with customers. They will become clients as you guide them through various financial decisions throughout their life. You will develop your knowledge of legal and risk requirements to ensure full compliance when advising clients, including the study of the Regulatory Framework and Financial Conduct Authority (FCA) practices.
Training Course Content
Build a foundation
- Financial services, regulation and ethics
- Financial protection
Deepen your understanding
- Pensions and retirement
- Investment principles and risk
Excel and exceed
- Personal taxation
- Financial planning practice
End point assessment (EPA)
- Case study test
- Portfolio submission
- Panel interview
Course delivery details
- Evidence workplace tasks to prove skills and behaviour
- Regular development meetings with expert Coach or Trainer
- Immersive workshops and sessions
Expenses
£9,000, Levy funded
Continuing Studies
Mid-level roles such as Paraplanner or financial adviser support roles
- Enriched and interactive learning resources
- Develop professional excellence and personal confidence and capability
- Access to industry experts
- Benefit from 1:1 coaching and mentoring throughout
- Become a member of the UK's largest community of apprentices
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Babington Group
Babington exists to develop better futures: for organisations, individuals, and society. We help organisations solve challenges around talent acquisition, upskilling, and reskilling to support growth and drive performance. We help individuals develop skills and realise their dream careers – from...