Course description
MAR - MARKET ABUSE REGULATION - A 1 DAY COURSE
Attend this practical 1 day virtual course conducted by banking expert with over 20 years of experience to learn about the best practices in preventing insider trading and comply with investor protection.
Market Abuse Regulation (MAR) has the objective of increasing market integrity and investor protection. It replaces the previous Market Abuse Directive (MAD), and provides a pan-European regime to prevent and detect market abuse, market manipulation and insider dealing.
This practical 1 day course conducted by a senior market practitioner provides operations and compliance staff with a thorough overview of the Market Abuse Regime (MAR) fundamentals and directions on how to ensure compliance.
You will learn about the regulatory background and scope of the regulation in terms of instruments and behaviours, what is considered a market manipulation, insider dealing, suspicious transactions and information disclosure.
By attending this course you will learn about:
- The scope of regulation and behaviours
- What qualifies as insider trading, disclosure of inside information and market manipulation
- The scope of suspicious transactions and how to conduct STOR Reporting
- Required changes of behaviours
- How to set up relevant systems and controls
We also provide training on FCA Consumer Duty, Conduct Risk, SMCR, CASS, Regulations for Funds and other regulatory topics. Contact us for more information.
This is the last public edition of this programme.
Main topics
Main topics covered during this training
- Regulatory background
- Scope of firms, financial instruments and behaviours
- Changes to key behaviours
- Key Indicators of market manipulation
- Insider trading and disclosures of insider information
- Suspicious transactions and STOR
- Systems and controls
Suitability - Who should attend?
From Investment / Fund Management and Authorised Firms:
- Senior Management
- Investment professionals
- Operations & Compliance professionals
- Legal
- Audit
- Support
Outcome / Qualification etc.
Course certificate on completion.
Course delivery details
We offer this course for both individual students, as well as the ability to book them as private in house training for companies looking to train employees.
Expenses
Early Bird offers from £825 + VAT, Regular price: £995 + VAT. 10% discount for 3 people.
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Eureka Financial
Eureka Financial is a provider of banking, finance, regulatory, risk and wealth management training courses. We also offer some business management and soft skills training programmes. Based in London, UK, we organise public courses in London as well as tailored in-house...