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Professional Training
4.3 (3 Reviews)

Corporate Governance for Financial Institutions

LCT International, In London (+3 locations)
Length
5 days
Price
4,250 GBP excl. VAT
Next course start
Enquire for more information (+4 start dates)
Course delivery
Classroom, Virtual Classroom
Length
5 days
Price
4,250 GBP excl. VAT
Next course start
Enquire for more information (+4 start dates)
Course delivery
Classroom, Virtual Classroom
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Course description

Corporate Governance for Financial Institutions

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  • Classroom
  • United Kingdom

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  • Classroom
  • United Kingdom

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  • Classroom
  • United Kingdom

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  • Virtual Classroom
  • Online

Training Course Content

The following topics will be covered in this week long training programme:

The World of Corporate Governance Today

  • International events leading to governance reform
  • Purpose and objectives of governance including agency risk and moral hazard
  • US Sarbanes Oxley - act style legislation vs. UK-style voluntary code: focusing where possible on participant’s countries
  • Standards-driving bodies and evolving principles
  • Formative regulatory bodies including OECD, Basel Committee, SECs and CMAs, Central Banks

Main Components and Principles

  • Eight principles which underpin every system of governance
  • OECD Code core concepts and guidance
  • Listing requirements and continuous obligations
  • Corporate Governance in the financial sector – raising the bar – what is special about banks and bank governance?
  • Basel Committee’s guidance on enhancing corporate governance for the banking sector
  • Review of European Union’s approach to Corporate Governance in Financial Institutions

The Governing Body

  • What does a “Good” financial institution look like
  • Alternative board structures – dual and unitary boards
  • Different types of board members: their roles and responsibilities, including the Secretary to the Board
  • The growing importance of the INED
  • The vital role of Board Committees in the new era of governance, including the audit committee, nominations & remuneration committee and the risk committee

Corporate Governance, Risk Management and Compliance (GRC) in Financial Institutions

  • The growth and linkage of these three topics in finance
  • The main components of Enterprise Risk Management (ERM)
  • The central role of internal controls and linkage to ERM
  • Best practice compensation principles and standards
  • Shareholders, depositors and other stakeholders need for disclosure and transparency

Corporate Social Responsibility (CSR)

  • Defining CSR
  • The link between CSR and Corporate Governance
  • CSR – economic, legal, ethical and discretionary aspects
  • CSR and financial institutions – is it just a public relations exercise?
  • Where does the regulator fit in?
  • The course will end with a multi-choice questionnaire to assess the level of knowledge gained and to fresh and assist the retention of new information

Why choose LCT International

We have trained over 25,000 delegates from almost 500 client organisations

Highly qualified and experienced trainers who offer a unique learning experience tailored to you

Endorsed by various organisational and subject specific accrediting bodies

Reviews

Average rating 4.3

Based on 3 reviews.
Reviews are published according to our review policy.
Write a review!
Hedayatullah
5/5
12 Oct 2023

wonderful

Abaidoo
4/5
30 Jun 2023

A great learning institution

Aman
4/5
30 Jun 2023

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LCT International
London Corporate Training
3 Shortlands, Hammersmith
W6 8DA London

LCT International - High value, high impact training programmes delivered globally to teams and individuals For almost 30 years we have delivered tangible improvements to organisations by enabling their leaders, managers and professionals to reach their full potential through transformational...

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