Course description
Have you wondered what happens after a securities transaction is executed? The life cycle involves all the business, operational and technological activities involved in a securities trade from execution through to settlement.
This course offers insight into the critical functional processes, referred to as the workflow of a trade. We break down the life cycle into three functional activity groups from Pre-trade to At-trade and Post-trade functionalities. The course will demonstrate how the entire process works and demystify the complexities of the chain of events that occur.
Upcoming start dates
Outcome / Qualification etc.
- Understand how trades are executed on exchanges and OTC markets
- Discuss electronification in securities markets
- Explore the transaction flow from trade execution through to settlement
- Recognise the importance of risk management provided by clearing houses
- Identify the operational risks in securities trading
- Discuss post trade responsibilities and regulatory obligations
- Analyse securities transaction costs and how to measure them
Training Course Content
- The Pre-trade phase – Trading and the environment
- The At-trade phase – trade venues and trade management
- The Post-trade phase – Settlement and the ‘Straight-Through-Process’
- The Post-trade phase – Transaction Cost Analysis (TCA)
Course delivery details
All courses can be delivered ONSITE, ONLINE or BLENDED to suit your distinct requirements.
Whether one-to-one or group deliveries, entry level or boardroom executives, are consultants are here to develop a programme to meet your specific business needs.
Simply contact us to discuss your requirements.