Apprenticeship training for companies

Regulatory Compliance Officer Level 4

Babington, In England (+1 locations)
15 months + 3 month EPA
Next course start
Enquire for more information (+2 start dates)
Course delivery
Classroom, Self-Paced Online
15 months + 3 month EPA
Next course start
Enquire for more information (+2 start dates)
Course delivery
Classroom, Self-Paced Online
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Course description

Regulatory Compliance Officer Level 4

Organisations must act in line with relevant regulations and legislation, whilst also ensuring they are not having a negative effect on the environment, society, their customers, and their employees.

It is well recognised that the regulatory climate is a key contributor to the creation of a positive and supportive business environment whilst also assuring public and environmental protection. This increases the need for reliable, trustworthy, and skilled regulatory compliance professionals.

The Regulatory Compliance Officer Level 4 apprenticeship develops learners’ knowledge and skills to enforce the law working for a regulatory body. It also equips learners working in the private sector to best assure their organisation is compliant with legal requirements such as Health and Safety at Work and Data Protection. Learners will be able to confidently carry out inspections, investigate complaints and advise on business compliance.

Upcoming start dates

Choose between 2 start dates

Enquire for more information

  • Classroom
  • England

Start anytime

  • Self-Paced Online
  • Online

Suitability - Who should attend?

Entry requirements

Level 3 qualification and Maths and English level 2 must be obtained prior to EPA

Who is this programme for?

  • Regulatory Officers working in Local Government and Central Government to enforce the law
  • Compliance Officers in the private sector in to help assure the relevant laws, regulations and business standards are being adhered to

Outcome / Qualification etc.

Programme outcomes

For employers

Law enforcement agencies and businesses will benefit from having a skilled internal resource capable of ensuring all legal and regulatory requirements are being met. The role of a Regulatory Compliance Officer is an important one, involving inspections, investigations, risk assessments and compiling formal reports for legal action.

For learners

This apprenticeship allows officers to further develop their understanding of the benefits of promoting compliance. They will become skilled at following up on actions and evaluating effectiveness. Apprentices will develop their skills to investigate complaints and incidents and their ability to work effectively with partner agencies. As they complete the course, they will be taking on their own case load and operating independently to provide additional capacity and value to their organisation.

Training Course Content

Build a foundation

  • What is regulation
  • Law making
  • Good regulatory delivery

Deepen your understanding

  • Regulatory framework and legislation
  • How to motivate compliance
  • The impact of bad regulation

Excel and exceed

  • Risk assessments
  • Carrying out thorough investigations
  • Producing and investigation report

Course delivery details

  • Maths and English Level 2 (if not already obtained)
  • Immersive workshops and sessions
  • Regular development meetings with expert Coach or Trainer
  • Evidence workplace tasks to prove skills and behaviour


£6,000, Levy funded

Continuing Studies

  • Benefit from 1:1 coaching and mentoring throughout
  • Develop professional excellence and personal confidence and capability
  • Access to industry experts
  • Enriched and interactive learning resources
  • Fully blended delivery model for learning that suits you and your job role
  • Become a member of the UK's largest community of apprentices

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Babington House, Mallard Way Pullman Business, Park Pride Park
DE24 8GX Derby

Babington Group

Babington exists to develop better futures: for organisations, individuals, and society. We help organisations solve challenges around talent acquisition, upskilling, and reskilling to support growth and drive performance. We help individuals develop skills and realise their dream careers – from...

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