Course description
Regulatory Reporting for EMIR, MiFIR & SFTR
This practical 1 day course conducted by a senior City expert covers regulatory reporting requirements for the three main regulations: EMIR, MiFIR and SFTR.
This training session covers the key challenges encountered by banks, broker dealers, asset managers and hedge funds, key lessons learnt in implementing trade and transaction reporting, and successful remediation of any issues. This workshop covers all aspects of regulatory reporting, from organisational scope, to data validation, data sourcing, counterparty and entity identification, and asset class/instrument identification – and resulting impact to Front, Middle and Back Office processes.
Conducted by an expert who is currently working within the sector and advising different organisations from some key players to smaller companies, the trainer has a very good understanding of challenges that companies are facing and how to effectively overcome them and ensure compliance and operational effectiveness.
What will you learn:
- All the key aspects of regulatory reporting, from organisational scope, to data validation, data sourcing, counterparty and entity identification, and asset class/instrument identification – and resulting impact to Front, Middle and Back Office processes.
- Key learnings from implementation of EMIR over the last 6 years, upcoming reporting and margin implications of EMIR REFIT and Unclear Margin Rules, MIFIR over the last 4 years, and implementation of SFTR; benchmarking against peers from the sell-side and buy-side, and resolution of any open questions.
- Real life industry examples of best practices, post-implementation issues, and successful remediation.
- Regulatory guidance from the FCA, CSSF, ESMA and other local regulators – post Brexit UK vs EU regulations.
- Understand the key impacts to US, EMEA and APAC institutions in scope, and the new regulatory reporting landscape.
We also provide public and in-company training courses on EMIR Reporting, MiFIR Reporting, MiFID Compliance, SFTR & SFDR Reporting and other related topics including Uncleared Margin Rules.
Upcoming start dates
Main topics
- Regulatory Background to all three regulations
- Scope of entities, counterparties and asset classes for MiFIR, EMIR and SFTR
- Key Reporting Requirements
- Definitions and Data Validations
- Fields Analysis – Instrument, Product, Entity and Personal Data
- Systems and Controls
- Implications for UK, EU and Global Investment Banks and Asset Managers
- Global Regulatory Reporting
- Implementation challenges and lessons learnt
Suitability - Who should attend?
From banks, broker dealers, asset managers and hedge funds:
- Heads of Trading, Investment, Portfolio Management, Operations, and Business Risk
- Heads of Regulatory Reporting, Compliance and HR
- Key Control Functions/Senior Managers in Audit, Compliance, Risk and Operations
Outcome / Qualification etc.
Course certificate on completion.
Course delivery details
We offer this course for both individual students, as well as the ability to book them as private in house training for companies looking to train employees.
Expenses
Early bird offer £895 + VAT & Regular price £995 + VAT. 10% discount for 3 people.
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Eureka Financial
Eureka Financial is a provider of banking, finance, regulatory, risk and wealth management training courses. We also offer some business management and soft skills training programmes. Based in London, UK, we organise public courses in London as well as tailored in-house...