Course description
FRC CASS Assurance Standard & Control Mapping
The introduction of the FRC CASS Assurance Standard brought with it some new requirements for CASS firms, primarily the documentation and mapping of CASS risks & controls to CASS rules. This session explores what the FRC CASS Assurance Standard requires from firms and how firms can meet those requirements.
Benefits of attending:
- Equipping you with the knowledge on how to best to capture CASS risks & controls.
- Providing you with different options on how best to maintain the accuracy and completeness of CASS risks & controls.
- Ensuring you stay ahead of your auditor reducing the likelihood of adverse audit reports and overrun fees.
- Empowering you to create a stronger CASS culture at your firm.
- Cascading knowledge across your firm.
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Suitability - Who should attend?
Who should attend:
- CF10a
- Head of CASS Oversight/Assurance
- CASS Oversight/Assurance team
- CASS Committee member
- Compliance
- Operational Risk
- Internal Audit
- Operations
Choose this course when:
Firms looking to enhance their CASS risks & controls documentation or looking to strike the right balance between being compliant and being efficient with resourcing.
Outcome / Qualification etc.
Learning outcomes:
- Understand the content of the FRC CASS Assurance Standard.
- Understand how the Standard applies to CASS firms.
- Understand how to satisfy audit requirements without creating an onerous controls framework to maintain.
- Understand what the FRC CASS Assurance Standard means for CASS auditors.
Training Course Content
Agenda:
- Background to CASS Audits
- FRC CASS Assurance Standard
- Creating and embedding strong culture & governance
- What the Standard means for auditors
- What the Standard means for CASS firms
- Mapping CASS risks & controls
- CASS rule applicability
- Enhancing control suite
- Maintaining the risk & control documentation
- CASS process flows
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