Course description
ICA Specialist Certificate in Conduct Risk
Do you know what good conduct looks like for a firm and what it looks like for customers? Are you aware of the impacts of poor conduct? Equip yourself with the knowledge and skills to be able to answer these questions and more.
- Discover conduct and conduct risk in the context of governance risk and compliance (GRC) frameworks
- Review examples of good conduct and how they contribute to good customer and market outcomes
- Get to grips with conduct in practice including the UK Senior Managers and Certification Regime, MiFID II, GDPR, handling complaints and vulnerable customers
ICA Specialist Certificates, awarded in association with Alliance Manchester Business School, the University of Manchester, will help you quickly gain actionable knowledge to boost your confidence and credibility.
Upcoming start dates
Suitability - Who should attend?
ICA Specialist Certificates are designed for anyone wanting focused yet accessible knowledge in specific areas of risk. They are suitable either for those working in the first and second lines of defence looking to certify existing specialist areas of knowledge, or for those looking to increase their professional agility by learning about new areas of risk.
Outcome / Qualification etc.
What will I learn?
- Development of the conduct agenda
- Core components of conduct risk
- What does good conduct look like for a firm?
- Know your responsibilities and accountabilities
- What does good conduct look like for customers?
- Meeting the customer's objectives ~ the outcomes-focused approach
- The importance of good market conduct
- Non-financial misconduct
- Understanding a conduct framework in practice - the Senior Managers & Certification Regime (UK)
Course delivery details
- Study in your own time and at your own pace
- Course can be completed in as little as 4 weeks but you will have access for up to 2 months
- Assessed by a 1 hour online multiple-choice exam
- Your results are available immediately
- Downloadable certificate to demonstrate your achievement
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International Compliance Association
Creating Compliance Leaders The International Compliance Association (ICA) is a professional membership and awarding body. We are the leading global provider of professional, certificated qualifications in anti-money laundering; governance, risk and compliance, KYC and financial crime prevention. These qualifications are...
