Course description
Delivered by compliance specialist Tracey Calvert, this virtual classroom seminar will examine the SRA regulatory and ethical hotspots and obstacles that in-house lawyers will encounter in their practice, and will offer practical guidance on how to address them.
Join Tracey as she discusses what the SRA expects of you, risk-based regulation, and the SRA supervisory and enforcement powers. Best practice and compliance tips will also be offered.
Some of the hotspots to be explored include ethical misunderstandings about conflicts, independence expectations, your indemnity position, the personal nature of undertakings, and much more.
Upcoming start dates
Outcome / Qualification etc.
Training Course Content
Introduction
Delivered by compliance specialist Tracey Calvert, this virtual classroom seminar will examine the SRA regulatory and ethical hotspots and obstacles that in-house lawyers will encounter in their practice and will offer practical guidance on how to address them.
What You Will Learn
This live and interactive session will cover the following:
- What the SRA expects of you
- SRA supervisory and enforcement powers
- Risk-based regulation and what is expected of you
- Hotspots:
- Ethical misunderstandings about conflicts, taking instructions etc.
- Independence expectations
- Tensions between duties to the court and to the internal client
- Practising certificate issues
- Your indemnity position
- The personal nature of undertakings
- Best practice and compliance tips
Expenses
MBL Seminars Limited
MBL is a leading learning and development provider for professional service firms. Over the past 18 years, more than 198,000 people across 23,000 different organisations spanning 81 countries, have chosen us to deliver their training. With over 800 expert speakers...