Course description
You know the content of the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017, as amended (AML Regulations), but how do you take it up a notch to ensure best level compliance?
Presented by compliance expert Rebecca Atkinson, this virtual classroom seminar will consider more knotty issues of compliance and how best to tackle them.
Rebecca will answer important questions such as: How best can you utilise technology in your onboarding process? What can you learn from the SRA’s latest reviews and publications? And should you be file reviewing for compliance, and how might that be done?
Upcoming start dates
Outcome / Qualification etc.
Training Course Content
Introduction
You know the content of the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017, as amended (AML Regulations), but how do you take it up a notch to ensure best level compliance?
Presented by compliance expert Rebecca Atkinson, this new virtual classroom seminar will consider more knotty issues of compliance and how best to tackle them.
What You Will Learn
This live and interactive session will cover the following:
- How do you get buy in and understanding of your practice wide risk assessment
- Are your people undertaking client and matter risk assessments?
- How best can you utilise technology in your onboarding processes?
- Should you have different onboarding processes for different types of work?
- What can you learn from the SRA's latest reviews and publications?
- Should you be file reviewing for compliance and how might that be done?
- The latest amendments to legislation and what is coming up
- Cannabis, Chinese money in breach of local rules, proliferation finance - what is the problem?
Expenses
MBL Seminars Limited
MBL is a leading learning and development provider for professional service firms. Over the past 18 years, more than 198,000 people across 23,000 different organisations spanning 81 countries, have chosen us to deliver their training. With over 800 expert speakers...