Course description
All SRA-regulated firms are required to report serious breaches to the SRA in line with their Standards and Regulations and Enforcement Strategy so it is vital that you fully understand your reporting obligations, not only as a firm but as an individual too.
Rebecca Atkinson presents this live and interactive broadcast which will guide you through real life scenarios, including SDT cases and regulatory settlement agreements published by the SRA, to summarise what must be reported and when.
It will also consider situations in which you should report an employee’s behaviour outside of the workplace, especially with regard to sexual misconduct cases.
Upcoming start dates
Outcome / Qualification etc.
Training Course Content
Introduction
All SRA-regulated firms and individuals are required to report serious breaches to the SRA in line with their Standards and Regulations and Enforcement Strategy, but do you fully understand your reporting obligations?
During this practical virtual classroom seminar, Rebecca Atkinson, Director of Risk and Compliance at Howard Kennedy LLP, will take you through real life scenarios including SDT cases and regulatory settlement agreements published by the SRA, and will examine what must be reported and when.
Consideration will also be given to when you should report behaviour that occurred outside of work and the impact of #metoo and the rise in sexual misconduct cases.
What You Will Learn
This live and interactive session will cover the following:
- What are the reporting obligations under the SRA Codes of Conduct?
- How do they differ from the prior SRA Code of Conduct and why the change?
- What does 'serious breach' mean? Exploring the SRA's Enforcement Strategy
- Should you investigate first and report later?
- Interactive scenarios to discuss whether to report and when
- How to structure your report
- Resources that can help
Expenses
MBL Seminars Limited
MBL is a leading learning and development provider for professional service firms. Over the past 18 years, more than 198,000 people across 23,000 different organisations spanning 81 countries, have chosen us to deliver their training. With over 800 expert speakers...