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Complaints and Customer Vulnerability - Best Practice Approaches (Public Course) - In House Training
Corporate Training Partnerships
With the Financial Conduct Authority’s (FCA’s) final vulnerable customer guidance now firmly in place and the Consumer Duty now nipping...
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Corporate Training for Teams
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Multiple (2)
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Virtual Classroom, In Company
Addressing Culture in Financial Services
Corporate Training Partnerships
There can be no doubt UK regulators are determined to drive cultural change in financial institutions. Embedding the Senior Managers...
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Professional Training
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3 hours
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From 445 GBP
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Multiple (2)
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In Company, Virtual Classroom
Conduct Rules and the Consumer Duty - Best Practice Approaches
Corporate Training Partnerships
With the Consumer Duty implemented from 1st August, it is imperative that all staff throughout the organisation are fully aware...
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Professional Training
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3 hours
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From 445 GBP
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Multiple (2)
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Virtual Classroom, In Company
Conduct Rules and the Consumer Duty - Preparing Your Staff (Live Online)
3.0
(1)
Corporate Training Partnerships
All firms involved in retail business have a significant amount of work to do to ensure that they will meet...
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Professional Training
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3 hours
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From 475 GBP
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Online
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Virtual Classroom
Board Reporting for FCA and Dual Regulated Firms (Live Online)
5.0
(1)
Corporate Training Partnerships
The Boards of financial institutions are under increasing pressure to respond to difficult questions about how they provide oversight over...
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Professional Training
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3 hours
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From 425 GBP
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Multiple (2)
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Classroom, Virtual Classroom
Board Reporting for FCA and Dual Regulated Firms (Public Course)
Corporate Training Partnerships
The Boards of financial institutions are under increasing pressure to respond to difficult questions about how they provide oversight over...
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Professional Training
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From 425 GBP
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Multiple (2)
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Classroom, Virtual Classroom
Outsourcing in Financial Services (Public Course)
4.7
(22)
Corporate Training Partnerships
Financial services institutions enter into outsourcing arrangments for a variety of purposes, including: costs savings; streamlining; process improvements; restructuring; and...
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Professional Training
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6 hours
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From 745 GBP
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Multiple (2)
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Virtual Classroom, In Company
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This course results in CPD hours
Risks, Controls and Oversight by the Board (Public Course)
Corporate Training Partnerships
Today, the performance of Boards and individual Board members in financial institutions is scrutinised as never before – particularly in...
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Professional Training
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From 495 GBP
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London
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Classroom
Best Execution (Live Online)
4.8
(20)
Corporate Training Partnerships
The FCA rules, guidance and ‘standards’ for Best Execution have been in place since the MiFID era and updated in...
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Professional Training
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3 hours
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From 475 GBP
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Online
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Virtual Classroom, In Company
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This course results in CPD hours
Embedding the Consumer Duty - the Role of HR
Corporate Training Partnerships
The implementation of the Consumer Duty from August marks a step change in the regulatory expectations of all firms. The...
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Professional Training
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3 hours
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From 425 GBP
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Multiple (2)
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Virtual Classroom, In Company
Foundation in FCA Regulation
Corporate Training Partnerships
This focused course will provide a clear and easily digestible overview of the new FCA regulatory framework (touching also on...
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Professional Training
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6 hours
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From 745 GBP
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Multiple (3)
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Classroom, Virtual Classroom, In Company
Cyber Risk & Security and the FCA: A primer for Compliance and Risk staff
Corporate Training Partnerships
Cyber risk management and security are generally accepted to existential risks for all financial services firms, but are often left...
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Professional Training
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3 hours
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From 445 GBP
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Multiple (2)
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Virtual Classroom, In Company
Foundation in FCA Regulation (Live Online)
4.7
(49)
Corporate Training Partnerships
This focused course will provide a clear and easily digestible overview of the new FCA regulatory framework (touching also on...
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Professional Training
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From 725 GBP
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Online
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Virtual Classroom
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This course results in CPD hours
Financial Services Regulation for HR Specialists
Corporate Training Partnerships
This focused workshop has been designed primarily for human resources specialists. It is intended to explain the implications of working...
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Professional Training
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6 hours
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From 745 GBP
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Multiple (2)
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Virtual Classroom, In Company
Meeting Your Responsibilities as a Senior Manager (Public Course)
4.5
(6)
Corporate Training Partnerships
Ever since assuming their powers in 2013, the PRA and FCA have clearly signaled, and acted upon, their intention to...
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Professional Training
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3 hours
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From 445 GBP
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Online
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Virtual Classroom
Financial Crime Systems and Controls: A primer for Compliance and Risk
Corporate Training Partnerships
Two of the FCA's statutory objectives (protecting the consumer and maintaining the integrity of the UK financial system) have financial...
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Professional Training
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3 hours
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From 445 GBP
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Multiple (2)
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Virtual Classroom, In Company
Greenwashing Unmasked: Detecting misleading tactics
Corporate Training Partnerships
In the world of sustainable investing and responsible business practices, the concept of greenwashing has become a prevalent and concerning...
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Professional Training
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3 hours
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From 425 GBP
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Multiple (2)
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Virtual Classroom, In Company
Operational Risk Management (Live Online)
Corporate Training Partnerships
Operational Risks pose a major threat to financial institutions and have the ability to impact the safety and soundness of...
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Professional Training
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From 725 GBP
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Multiple (2)
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Classroom, Virtual Classroom
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