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Understanding The New Consumer Duty for FCA regulated Firms (Public Course)
Corporate Training Partnerships
With the FCA's Consumer Duty coming into force on 31 July this year, staff need to be ready and on...
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Professional Training
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From 749 GBP
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Multiple (2)
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Classroom, Virtual Classroom
Customer support and the Consumer Duty (Public Course)
Corporate Training Partnerships
The biggest innovation of the FCA’s Consumer Duty will be its Customer Support outcome. Up until now, the regulator has...
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Professional Training
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0.5 days
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From 545 GBP
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London
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Classroom
Risk Based Compliance Monitoring under the FCA
Corporate Training Partnerships
Today, Compliance managers are under more pressure than ever to make sure they are targeting risks, and resources, as effectively...
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Professional Training
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6 hours
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From 745 GBP
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Multiple (3)
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Classroom, Virtual Classroom, In Company
Risk Based Compliance Monitoring under the FCA (Live Online)
4.6
(31)
Corporate Training Partnerships
Today, Compliance managers are under more pressure than ever to make sure they are targeting risks, and resources, as effectively...
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Professional Training
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From 725 GBP
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Online
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Virtual Classroom
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This course results in CPD hours
Complaint Handling under DISP
Corporate Training Partnerships
The Financial Conduct Authority's complaint rules (DISP) are fiddly, easy to break and regularly changing (having undergone significant revisions in...
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Professional Training
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6 hours
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From 745 GBP
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Multiple (2)
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In Company, Virtual Classroom
Compliance Monitoring - The Impact of the Consumer Duty (Live Online)
4.2
(5)
Corporate Training Partnerships
The Consumer Duty formally imposes an actionable duty on regulated firms to deliver good outcomes for retail customers with a...
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Professional Training
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3 hours
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From 475 GBP
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Online
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Virtual Classroom
Compliance Monitoring - The Impact of the Consumer Duty (Public Course)
Corporate Training Partnerships
The Consumer Duty formally imposes an actionable duty on regulated firms to deliver good outcomes for retail customers with a...
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Professional Training
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From 475 GBP
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Multiple (2)
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Classroom, Virtual Classroom
Preparing for your FCA Visit
Corporate Training Partnerships
The UK financial services industry faces ever more intrusive regulatory scrutiny and tougher penalties for failures to comply. The FCA...
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Professional Training
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3 hours
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From 445 GBP
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Multiple (2)
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In Company, Virtual Classroom
Complaints and the Consumer Duty (Public Course)
5.0
(3)
Corporate Training Partnerships
With the Consumer Duty in place from August, October seems a good time to reflect (in a safe space) at...
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Professional Training
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3 hours
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From 445 GBP
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Multiple (2)
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Virtual Classroom, In Company
Creating an Effective ICARA: a practical Guide for Investment Firms
Corporate Training Partnerships
The Investment Firms Prudential Review has replaced the ICAAP with the ICARA (Internal Capital and Risk Assessment) under which all...
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Professional Training
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6 hours
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From 745 GBP
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Multiple (2)
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In Company, Virtual Classroom
Digital and Crypto Assets and the regulatory landscape: An Introduction
Corporate Training Partnerships
Digital assets are a type of asset that exist only in digital form. They can be anything from music and...
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Professional Training
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3 hours
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From 425 GBP
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Multiple (2)
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Virtual Classroom, In Company
Regulatory Developments - the impacts on HR
Corporate Training Partnerships
Over recent months the regulators have brought forward a number of initiatives which have implications for the culture and people...
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Professional Training
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3 hours
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From 445 GBP
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Multiple (2)
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In Company, Virtual Classroom
Benchmarking people policies for the Consumer Duty and SMCR
Corporate Training Partnerships
Course outline and objectives Two significant regulatory developments have been taking place during the summer of 2023. All retail firms...
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Professional Training
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3 hours
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From 445 GBP
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Multiple (2)
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Virtual Classroom, In Company
Senior Managers and Certification Regime - The Role of HR (Live Online)
4.8
(14)
Corporate Training Partnerships
It is no longer possible for HR professionals in financial services organisations to leave all regulatory matters and responsibilities in...
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Professional Training
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4 hours
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From 575 GBP
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Online
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Virtual Classroom
Senior Managers and Certification Regime - The Role of HR (Public Course)
Corporate Training Partnerships
It is no longer possible for HR professionals in financial services organisations to leave all regulatory matters and responsibilities in...
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Professional Training
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From 575 GBP
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Multiple (2)
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Classroom, Virtual Classroom
Cyber risk and security and the FCA: A primer for Compliance and Risk staff
Corporate Training Partnerships
Cyber risk management and security are generally accepted to existential risks for all financial services firms, but are often left...
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Professional Training
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3 hours
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From 445 GBP
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Online
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Virtual Classroom
Artificial Intelligence (AI) and FCA Compliance: A primer for Compliance, Risk and Internal Audit
Corporate Training Partnerships
Artificial Intelligence ("AI"), or more specifically Machine Learning, Data Science and Neural Networks have come to the fore with the...
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Professional Training
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6 hours
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From 745 GBP
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Multiple (2)
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Virtual Classroom, In Company
Complaints and Customer Vulnerability - Best Practice Approaches (Public Course)
Corporate Training Partnerships
With the Financial Conduct Authority’s (FCA’s) final vulnerable customer guidance now firmly in place and the Consumer Duty now nipping...
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Professional Training
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From 475 GBP
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Multiple (2)
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Classroom, Virtual Classroom
Market Abuse: Themes, Hot Topics and Trends
Corporate Training Partnerships
Market abuse refers to the unlawful behaviour of one or more participants in the financial markets which compromise the market's...
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Professional Training
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3 hours
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From 445 GBP
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Multiple (2)
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Virtual Classroom, In Company
ESG Foundations: The Road to COP and Beyond
Corporate Training Partnerships
ESG considerations have become essential to investment decision-making processes, with an increasing number of investors and asset managers recognising the...
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Professional Training
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3 hours
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From 445 GBP
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Online
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Virtual Classroom
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