Search courses 👉
Professional Training
5.0 (4 Reviews)

CASS - Managing Client Money and Assets

Eureka Financial, In London (+2 locations)
Length
1 day
Price
895 GBP excl. VAT
Next course start
10 October, 2024 See details
Course delivery
Virtual Classroom
Length
1 day
Price
895 GBP excl. VAT
Next course start
10 October, 2024 See details
Course delivery
Virtual Classroom
Leave your details so the provider can get in touch

Course description

CASS - Managing Client Money and Assets

The main objective of the CASS regulation is to provide adeqate protection for clients. The FCA set up high expectations as to how that protection should be provided and imposed strict sanctions in case of the breaches. The regulation has a big impact on asset management firms, banks and brokers affecting entire firms from operations and compliance to IT and customer relations. 

This very practical 1 day course conducted by an expert with over 20 years of experience within the sector will provide a thorough overview of the CASS regulation, its scope and requirements and prepare participants to effectively comply with it. You will learn about the principles of clents' money and asset protection, how to segregate and hold funds and keep records. You will also learn about the reporting requirements and how to set up all the processes and operations in order to stay compliant. 

This course is at the moment available in 2 formats: Virtual on 20 Aug as virtual live full day course from 9 a.m. until about 5 p.m. UK time and in London on 10 Oct 2024. 

_________________________

We offer other FCA regulatory courses including MAR - Market Risk Regulation, Conduct Risk, SMCR and others. Contact us to discuss your requirements. 

Upcoming start dates

1 start date available

10 October, 2024

  • Virtual Classroom
  • Online

Course content

  • The background to client asset protection
  • CASS rules, scope and significance
  • Defining client money and assets
  • Defining CASS firm
  • CASS Resolution Pack
  • Common issues with managing clients money and assets 
  • Record keeping and reporting requirements
  • Reconciliation requirements
  • Goverenance process

Suitability - Who should attend?

The course is suitable for investment management companies, banks and firms providing supporting services and in particular professionals  from the following departments: 

  • Compliance
  • Autit
  • Operations 
  • Product Development
  • Risk Management
  • Accounts and Finance
  • Legal
  • Client Services
  • IT

Outcome / Qualification etc.

Course certificate on completion. 

Course delivery details

We offer this course for both individual students, as well as the ability to book them as private in house training for companies looking to train employees.

Reviews

Average rating 5

Based on 4 reviews.
Reviews are published according to our review policy.
Write a review!
Head of Compliance, Punter Southall Group
5/5
01 Sep 2019
Very good

Reaffirmed existing knowledge and enhanced it a lot. Great use of real life scenarios.

A.S., Business Controller, Swissquote, Switzerland
5/5
01 Mar 2019
Really good experience

I feel prepared to deep dive into the rules of the FCA. You can see that the trianer is really passionate about this topic. He gave very interesting and useful real life examples.

S.A., Head of Legal, Sova Capital
5/5
01 Mar 2019
Very good

Very good. I learnt a lot.

Expenses

Online sessions: Price: Early Bird: £825 + VAT, Regular price £950 + VAT. 

10% discount for 3 people. There is no VAT if you are based outside of the EU for virtual training. 

Request info

Contact form

Fill out your details to find out more about CASS - Managing Client Money and Assets.

  Contact the provider

  Get more information

  Register your interest

Country *

reCAPTCHA logo This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.
Eureka Financial
22 A St Jame's Square
SW1Y 4JH London

Eureka Financial

Eureka Financial is a provider of banking, finance, regulatory, risk and wealth management training courses. We also offer some business management and soft skills training programmes. Based in London, UK, we organise public courses in London as well as tailored in-house...

Read more and show all courses with this provider

Ads