Professional Training
5.0 (4 Reviews)

CASS - Managing Client Money and Assets

Eureka Financial, In London (+2 locations)
1 day
825 - 850 GBP excl. VAT
Next course start
22 March, 2024 (+2 start dates)
Course delivery
Classroom, Virtual Classroom
1 day
825 - 850 GBP excl. VAT
Next course start
22 March, 2024 (+2 start dates)
Course delivery
Classroom, Virtual Classroom
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Course description

CASS - Managing Client Money and Assets

The main objective of the CASS regulation is to provide adeqate protection for clients. The FCA set up high expectations as to how that protection should be provided and imposed strict sanctions in case of the breaches. The regulation has a big impact on asset management firms, banks and brokers affecting entire firms from operations and compliance to IT and customer relations. 

This very practical 1 day course conducted by an expert with over 20 years of experience within the sector will provide a thorough overview of the CASS regulation, its scope and requirements and prepare participants to effectively comply with it. You will learn about the principles of clents' money and asset protection, how to segregate and hold funds and keep records. You will also learn about the reporting requirements and how to set up all the processes and operations in order to stay compliant. 

This course is at the moment available as virtual live full day course from 9 a.m. until about 5 p.m. UK time on 9 Feb and in London on 22 Mar 2024. 


We offer other FCA regulatory courses including MAR - Market Risk Regulation, Conduct Risk, SMCR and others. Contact us to discuss your requirements. 

Upcoming start dates

Choose between 2 start dates

22 March, 2024

  • Classroom
  • London

26 April, 2024

  • Virtual Classroom
  • Online

Course content

  • The background to client asset protection
  • CASS rules, scope and significance
  • Defining client money and assets
  • Defining CASS firm
  • CASS Resolution Pack
  • Common issues with managing clients money and assets 
  • Record keeping and reporting requirements
  • Reconciliation requirements
  • Goverenance process

Suitability - Who should attend?

The course is suitable for investment management companies, banks and firms providing supporting services and in particular professionals  from the following departments: 

  • Compliance
  • Autit
  • Operations 
  • Product Development
  • Risk Management
  • Accounts and Finance
  • Legal
  • Client Services
  • IT

Outcome / Qualification etc.

Course certificate on completion. 

Course delivery details

We offer this course for both individual students, as well as the ability to book them as private in house training for companies looking to train employees.


Average rating 5

Based on 4 reviews.
Write a review!
Head of Compliance, Punter Southall Group
01 Sep 2019
Very good

Reaffirmed existing knowledge and enhanced it a lot. Great use of real life scenarios.

A.S., Business Controller, Swissquote, Switzerland
01 Mar 2019
Really good experience

I feel prepared to deep dive into the rules of the FCA. You can see that the trianer is really passionate about this topic. He gave very interesting and useful real life examples.

S.A., Head of Legal, Sova Capital
01 Mar 2019
Very good

Very good. I learnt a lot.


Online sessions: Price: Early Bird: £825 + VAT, Regular price £950 + VAT. 

10% discount for 3 people. There is no VAT if you are based outside of the EU for virtual training. 

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Eureka Financial
22 A St Jame's Square
SW1Y 4JH London

Eureka Financial

Eureka Financial is a provider of banking, finance, regulatory, risk and wealth management training courses. We also offer some business management and soft skills training programmes. Based in London, UK, we organise public courses in London as well as tailored in-house...

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