Course description
Now into the second year of their 2022-2025 Strategy, 2023 has been a year packed full of regulatory changes. One of the biggest regulatory changes, the Consumer Duty, has been brought in during the past year and the FCA has responded quickly to the potentially devastating effects of the cost-of-living crisis on consumers and the financial markets by introducing a range of measures.
Additionally, the FCA have maintained focus on their key priorities throughout 2023.
Presented by financial compliance expert Robert Bell, this virtual classroom seminar will explore the work of the FCA during 2023 and highlight the FCA’s current expectations of firms and senior managers. It will also look at appointed representatives, disciplinary cases, consumer duty, and a review of the senior managers & certification regime.
Upcoming start dates
Outcome / Qualification etc.
Training Course Content
Introduction
Now into the second year of their 2022-2025 Strategy, 2023 has been a year packed full of regulatory changes.
One of the biggest regulatory changes, the Consumer Duty, has been brought in during the past year and the FCA has responded quickly to the potentially devastating effects of the cost-of-living crisis on consumers and the financial markets by introducing a range of measures.
Additionally, the FCA have maintained focus on their key priorities throughout 2023.
This new virtual classroom seminar will explore the work of the FCA during 2023 and highlight the FCA’s current expectations of firms and senior managers.
What You Will Learn
This live and interactive course will cover the following:
- Business plan 2023-25
- Appointed Representatives
- Disciplinary cases
- The Consumer Duty
- ESG
- Operational resilience
- Review of the Senior Managers & Certification Regime
Expenses
MBL Seminars Limited
MBL is a leading learning and development provider for professional service firms. Over the past 18 years, more than 198,000 people across 23,000 different organisations spanning 81 countries, have chosen us to deliver their training. With over 800 expert speakers...