Course description
Presented by financial services expert Chris Croft, this webinar will provide you with an overview of the principal regulators in the UK - the Prudential Regulatory Authority (‘PRA’) and the Financial Conduct Authority (‘FCA’).
You will gain practical knowledge of the UK regulatory regime, as well as practical advice on the way in which both main regulators operate and how they interact.
The webinar is suitable for those who work in financial services, as well as fee earners who require an understanding of the scope of UK financial services regulation and the principal regulators.
Upcoming start dates
Outcome / Qualification etc.
Training Course Content
Introduction
This short webinar will provide you with an overview of the principal regulators in the UK - the Prudential Regulatory Authority (‘PRA’) and the Financial Conduct Authority (‘FCA’).
You will gain practical knowledge of the UK regulatory regime, as well as practical advice on the way in which both main regulators operate and how they interact.
The webinar is suitable for those who work in financial services, as well as fee earners who require an understanding of the scope of UK financial services regulation and the principal regulators.
What You Will Learn
This webinar will cover the following:
- An overview of the UK regulatory regime and how it developed to the current structure
- An explanation of the different regulators and their regulatory focus
- A detailed explanation of which regulator covers which businesses
- Information about the interaction between the two regulators
- Detail of how they enforce and monitor and the rules
- Practical guidance on some of the issues that arise for dual regulated firms
Expenses
MBL Seminars Limited
MBL is a leading learning and development provider for professional service firms. Over the past 18 years, more than 198,000 people across 23,000 different organisations spanning 81 countries, have chosen us to deliver their training. With over 800 expert speakers...