Course description
A Compliance Officer for Legal Practice (COLP) carries a lot of responsibility with their role so it is vital that you feel confident in your ability to manage the risks that may arise for your law firm.
Peter Warner presents this succinct and informative webinar which will aid both COLPs and senior management team members in identifying, evaluating and managing risk across the practice. With this expert insight, and practical guidance on all key aspects of risk management, you will be equipped to assess and control risks effectively.
The webinar will include a summary of the SRA requirements, how to develop a risk management policy, and much more.
Upcoming start dates
Outcome / Qualification etc.
Training Course Content
Introduction
This webinar is designed to tackle all key aspects of risk management.
Managing risk is a critical issue for firms, the Compliance Officer for Legal Practice (COLP) and other members of the firm’s senior management team.
We will consider how risks can be identified, evaluated and manged across the practice.
The focus will be on practical advice and guidance that will enable you to assess and control risks effectively.
What you will learn
This webinar will cover the following:
- Identifying and measuring risks
- Creating a risk register
- Dealing with a range of risks - strategic and operational
- Impact of SRA requirements
- What risks concern your professional indemnity insurer?
- Developing a risk management policy
- Addressing key risks in a compliance plan
- Managing risk as part of file/case management
- File reviews and supervision
- Formulating AML risk assessments
Expenses
MBL Seminars Limited
MBL is a leading learning and development provider for professional service firms. Over the past 18 years, more than 198,000 people across 23,000 different organisations spanning 81 countries, have chosen us to deliver their training. With over 800 expert speakers...