Course description
New laws are being introduced to create a new regulatory gateway for FCA-authorised firms approving financial promotions. The FCA have launched a consultation on new rules for the gateway, to ensure that firms approving financial promotions have the appropriate expertise and are held accountable for the promotions they sign off.
This short webinar will update participants on the FCA’s Consultation Paper on ‘Introducing A Gateway For Firms Who Approve Financial Promotions’, published in December 2022. It is suitable for senior managers at FCA-authorised firms, compliance professionals and regulatory lawyers.
This webinar will explore how the FCA will assess applicant firms, the basis for the FCA granting or refusing applications, and ongoing reporting requirements on successful applicant firms, plus much more.
Upcoming start dates
Outcome / Qualification etc.
Training Course Content
Introduction
New laws are being introduced to create a new regulatory gateway for FCA-authorised firms approving financial promotions.
The FCA have launched a consultation on new rules for the gateway, to ensure that firms approving financial promotions have the appropriate expertise and are held accountable for the promotions they sign off.
This short webinar will update participants on the FCA’s Consultation Paper on ‘Introducing A Gateway For Firms Who Approve Financial Promotions’, published in December 2022.
It is suitable for senior managers at FCA-authorised firms, compliance professionals and regulatory lawyers.
What You Will Learn
This webinar will cover the following:
- How the FCA will assess applicant firms
- The basis for the FCA granting or refusing applications
- Ongoing reporting requirements on successful applicant firms
Expenses
MBL Seminars Limited
MBL is a leading learning and development provider for professional service firms. Over the past 18 years, more than 198,000 people across 23,000 different organisations spanning 81 countries, have chosen us to deliver their training. With over 800 expert speakers...