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Displaying 1-13 of 13 results
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Financial Regulation and Compliance Training Course
Rcademy
Financial regulation and compliance are important factors in any financial institution, so it is to investment firms, financial professionals, and...
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Professional Training
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5 days
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From 1,455 GBP
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Multiple (11)
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Classroom, Virtual Classroom
Financial Sector Regulatory Compliance
LCT International
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Professional Training
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4 days
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From 4,250 GBP
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Multiple (2)
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Classroom, Self-Paced Online, Virtual Classroom
Advanced Corporate Legal Advisers and Chartered Company Secretaries
4.6
(7)
LCT International
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Professional Training
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10 days
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From 7,250 GBP
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Multiple (3)
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Classroom, Virtual Classroom
DORA - Regulatory Expectations & Implementation Checks for Financial Services
MBL Seminars Limited
The Digital Operational Resilience Act (‘DORA’) is a piece of EU legislation that will impact a huge range of financial...
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Professional Training
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5 hours
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London
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Classroom
Paying for Care & Securing Funding Masterclass - All You Need to Know
MBL Seminars Limited
This practical and tactical in-person masterclass is designed for professional deputy and private client law teams who have a working...
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Professional Training
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6 hours
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London
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Classroom
An Accountant’s Guide to Anti-Money Laundering Compliance
MBL Seminars Limited
‘Accountants are key gatekeepers for the financial system facilitating vital transactions that underpin the UK economy’ CCAB AML guidance March...
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Professional Training
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5 hours
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Multiple (2)
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Classroom
Evidencing ‘Reasonable Steps’ - What Do the FCA Expect?
MBL Seminars Limited
Deciphering what exactly can be defined as ‘reasonable steps’, as set out by FCA regulations, can prove to be difficult....
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Professional Training
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6 hours
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London
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Classroom
SRA Accounts Rules & Formal Bank Reconciliations - Compliance Reporting Masterclass
MBL Seminars Limited
The SRA Accounts Rules require firms to formally reconcile their client accounts once every five weeks, which should then be...
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Professional Training
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6 hours
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London
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Classroom
Investment Funds - A Guide to UCITS, AIFMD & More
MBL Seminars Limited
This full day in-person course will arm you with a comprehensive understanding of the overall landscape of investment funds including...
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Professional Training
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6 hours
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London
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Classroom
AML Risk Assessment & Policies Compliance Workshop
MBL Seminars Limited
If you were to get a visit from your regulator tomorrow would your AML risk assessments, policies and procedures be...
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Professional Training
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5 hours
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Multiple (2)
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Classroom
FRS 102 - Practical Challenges & Emerging Issues
BPP Professional Education
This one day course will consider the practical implications of the revised version of FRS 102, together with ongoing and...
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Professional Training
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1 day
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From 634 GBP
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London
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Classroom
Displaying 1-13 of 13 results
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