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Certificate in Financial Promotion and Marketing Compliance

London Governance and Compliance Academy
Course summary
5 hours
87.50 GBP excl. VAT
Online courses
Next available date: Flexible - Online courses

Course description

Certificate in Financial Promotion and Marketing Compliance

This course examines the role of the regulatory framework and competent authorities in countries such as the UK, Malta, the US, Cyprus and Germany, for the protection of consumers and investors. It provides a sound grounding in the guidelines for financial promotions and advertising principles. It covers the special provisions which result in unfair business-to-consumer commercial practices that go against professional diligence requirements.

Suitability - Who should attend?

This course is ideal for anyone wishing to be introduced to the ethical and regulatory principles in promoting and advertising financial products. It is also suitable to professionals pursuing regulatory CPD in Financial Regulation (such as the FCA).

Course delivery details

Training Method

The course is offered fully online using a self-paced approach. The learning units consist of video presentations and reading material. Learners may start, stop and resume their training at any time.

At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Completion once all quizzes have been passed successfully.

Accreditation and CPD Recognition

This programme has been developed by the London Governance and Compliance Academy (LGCA), a UK-recognised training institution.

The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for 5 CPD Units that approve education in financial regulation, such as the FCA. The course may be also approved for CPD Units by institutions that approve general financial training, such as the CISI.

Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies to which you hold membership.

About provider

London Governance and Compliance Academy

LGCA is a multi-accredited UK learning provider focused on, among other, the areas of governance, risk, compliance and cybersecurity. Our business is financial education, and we are passionate and committed to your personal and professional development in financial services. LGCA...

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Contact info

London Governance and Compliance Academy

34 Lime Street
EC3M 7AT London

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