Course description
This live broadcast is aimed at those who are seeking to become authorised by the FCA for senior compliance roles.
The live session will prepare you for your senior compliance responsibilities, so that you feel confident in your scope of knowledge, skills and behaviours to perform your roles at a competent level. The session will allow you to familiarise yourself with the senior compliance role, along with the application of the FCA’s expectations for the good governance and positive culture of the business.
Familiarise yourself with key, relevant FCA rules via its handbooks and sourcebooks, learn how to design and implement a robust compliance framework, and discover how to remain up to date with FCA requirements, all from the comfort of your desk.
Upcoming start dates
Outcome / Qualification etc.
Training Course Content
Introduction
This live broadcast is aimed at those who are seeking to become authorised by the FCA for senior compliance roles.
The live broadcast will prepare you for your senior compliance responsibilities so that you feel confident in your scope of knowledge, skills and behaviours to perform your roles at a competent level.
It will also inform you on how to maintain and enhance your competence over the longer term, subsequently applying the learning in your workplace for client and business benefit and will include examples of strong and weak compliance oversight within FCA authorised firms.
What You Will Learn
This live and interactive broadcast will cover the following:
- Familiarisation with the senior compliance role and application of the FCA’s expectations for the good governance and positive culture of the business
- Familiarisation with key, relevant FCA rules via its handbooks and sourcebooks, guidance and future initiatives
- Learn and apply knowledge of the relevant areas of compliance to your own business and client needs
- Learn how to design and implement a robust compliance framework that will benefit your business and feed relevant, qualitative information to the senior management
- Learn how to remain up to date with FCA requirements
Expenses
MBL Seminars Limited
MBL is a leading learning and development provider for professional service firms. Over the past 18 years, more than 198,000 people across 23,000 different organisations spanning 81 countries, have chosen us to deliver their training. With over 800 expert speakers...