Course description
Being authorised by the FCA for a senior compliance role means a major step up in your responsibilities. To feel confident in your role, you will need to be familiar with the application of the FCA’s expectations for the good governance and positive culture of your business.
Robert Bell presents this full-day seminar which will help you to enhance your competence over the long term, so that you can apply the learning in your workplace for client and business benefit. This expert insight will leave you feeling more confident in your scope of knowledge and your ability to perform your roles at a competent level.
Upcoming start dates
Outcome / Qualification etc.
Training Course Content
Introduction
This new full day course is aimed at those who are seeking to become authorised by the FCA for senior compliance roles.
The course will prepare you for your senior compliance responsibilities so that you feel confident in your scope of knowledge, skills and behaviours to perform your roles at a competent level.
It will also inform you on how to maintain and enhance your competence over the longer term, subsequently applying the learning in your workplace for client and business benefit and will include examples of strong and weak compliance oversight within FCA authorised firms.
What You Will Learn
This course will cover the following:
- Familiarisation with the senior compliance role and application of the FCA’s expectations for the good governance and positive culture of the business
- Familiarisation with key, relevant FCA rules via its handbooks and sourcebooks, guidance and future initiatives
- Learn and apply knowledge of the relevant areas of compliance to your own business and client needs
- Learn how to design and implement a robust compliance framework that will benefit your business and feed relevant, qualitative information to the senior management
- Learn how to remain up to date with FCA requirements
Expenses
MBL Seminars Limited
MBL is a leading learning and development provider for professional service firms. Over the past 18 years, more than 198,000 people across 23,000 different organisations spanning 81 countries, have chosen us to deliver their training. With over 800 expert speakers...