Course description
Wind-down planning can be an enigma for some FCA authorised and regulated firms that may need to consider this route. Now, more than ever, it is time to grasp the key fundamentals of good wind-down planning in order to be able to evidence good governance and to satisfy yourselves that you are in control of your firm’s future, in accordance with FCA requirements and expectations.
This virtual classroom seminar with leading trainer Julie Ampadu is geared towards the senior managers of FCA authorised and regulated firms, as well as Certified Compliance Functions, Heads of Compliance and Compliance Managers. You will learn about the guidance from the FCA, when wind-down planning should be implemented, the challenges you are likely to face, and much more.
Upcoming start dates
Outcome / Qualification etc.
Training Course Content
Introduction
Wind-down planning can be an enigma for some FCA authorised and regulated firms that may need to consider this route. The FCA have said there remain 'substantial gaps' in many firms’ wind down plans, processes and risk management frameworks.
Now, more than ever, it is time to grasp the key fundamentals of good wind-down planning in order to be able to evidence good governance and to satisfy yourselves that you are in control of your firm’s future, in accordance with FCA requirements and expectations.
This new virtual classroom seminar is geared towards the senior managers of FCA authorised and regulated firms, as well as Certified Compliance Functions, Heads of Compliance and Compliance Managers.
What You Will Learn
This live and interactive session will cover the following:
- Introduction to wind-down planning
- What the FCA tells us
- When should wind-down planning be implemented?
- Getting good governance right
- The steps to take
- The challenges
- Summary
Expenses
MBL Seminars Limited
MBL is a leading learning and development provider for professional service firms. Over the past 18 years, more than 198,000 people across 23,000 different organisations spanning 81 countries, have chosen us to deliver their training. With over 800 expert speakers...