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Best Execution (Live Online)
4.8
(20)
Corporate Training Partnerships
The FCA rules, guidance and ‘standards’ for Best Execution have been in place since the MiFID era and updated in...
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Professional Training
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3 hours
-
From 475 GBP
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Online
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Virtual Classroom, In Company
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This course results in CPD hours
Third Party Oversight and Best Practices
FourthLine Learning
Regardless of any delegation of CASS functions to third parties (offshored or outsourced), the firm remains absolutely responsible for their...
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Professional Training
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1 day
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From 799 GBP
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London
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Classroom
Ensuring Compliance with Advertising and Promotional Requirements for Drugs and Medical Devices
ComplianceOnline
Federal regulation of the advertising and promotion of pharmaceuticals and medical devices reflects an aggressive attitude on the part of...
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Short University Courses
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Online
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Self-Paced Online
Third Party Oversight and Best Practices
FourthLine Learning
Regardless of any delegation of CASS functions to third parties (offshored or outsourced), the firm remains absolutely responsible for their...
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Corporate Training for Teams
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1 day
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Nationwide
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In Company
Introduction to Customs Procedures
5.0
(2)
Strong & Herd LLP
A more detailed look at UK customs procedures in full. Following the UK's exit from the EU, greater emphasis is...
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Professional Training
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3 hours
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From 265 GBP
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Multiple (2)
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Virtual Classroom, In Company
Guide on how to manage compliance to REACH within your company.
University of Greenwich
REACH is a European Union regulation concerning the Registration, Evaluation, Authorisation and restriction of Chemicals. It came into force on...
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Short University Courses
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From 420 GBP
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Chatham
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Classroom
Encouraging CASS Compliant Organisations through Regulatory Awareness and Technical Know-how
FourthLine Learning
This course is an in-depth 2-day workshop which aims to cover all the key areas impacted by CASS and how...
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Professional Training
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2 days
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From 1,400 GBP
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London
-
Classroom
Technology Solutions for CASS Challenges
FourthLine Learning
This workshop looks in detail at the importance of developing reliable data sources and being able to access and utilise...
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Professional Training
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1 day
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From 799 GBP
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London
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Classroom
Tackling Financial Crime Through Integrated KYC and AML Techniques
FourthLine Learning
Leading financial institutions are rethinking their organisational structures to manage financial crime risk more effectively. The integration of and alignment...
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Corporate Training for Teams
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Nationwide
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In Company
Technology Solutions for CASS Challenges
FourthLine Learning
This workshop looks in detail at the importance of developing reliable data sources and being able to access and utilise...
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Corporate Training for Teams
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1 day
-
Nationwide
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In Company
Best Execution (Live Online) - In House Training
Corporate Training Partnerships
The FCA rules, guidance and ‘standards’ for Best Execution have been in place since the MiFID era and updated in...
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Corporate Training for Teams
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Multiple (2)
-
Virtual Classroom, In Company
Specifications and interpreting results
University of Leeds
This one day course will help you understand the compilation and interpretation of product specifications and why they are needed....
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Short University Courses
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From 325 GBP
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Leeds
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Classroom
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This course results in CPD hours
Senior Managers and Certification Regime - The Role of HR (Live Online)
4.8
(14)
Corporate Training Partnerships
It is no longer possible for HR professionals in financial services organisations to leave all regulatory matters and responsibilities in...
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Professional Training
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4 hours
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From 575 GBP
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Online
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Virtual Classroom
Regulatory affairs specialist (degree) - Level 7 - Apprenticeship Standard
Find Registered Apprenticeship Training Providers - For Employers
Regulatory affairs is the role within an organization that ensures all medicines for human or veterinary use and medical devices...
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Apprenticeship training for companies
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30 months
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England
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In Company
Getting CASS Right | Leading from the Top
FourthLine Learning
With continued focus from the FCA and the ever-expanding scope of the Senior Managers’ and Certification Regime (SMCR), the importance...
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Professional Training
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2 days
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From 1,600 GBP
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Multiple (3)
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Classroom
Regulatory Developments - the impacts on HR
Corporate Training Partnerships
Over recent months the regulators have brought forward a number of initiatives which have implications for the culture and people...
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Professional Training
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3 hours
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From 445 GBP
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Multiple (2)
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In Company, Virtual Classroom
Foundation in FCA Regulation (Live Online)
4.7
(49)
Corporate Training Partnerships
This focused course will provide a clear and easily digestible overview of the new FCA regulatory framework (touching also on...
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Professional Training
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From 725 GBP
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Online
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Virtual Classroom
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This course results in CPD hours
The Extension of SM&CR and the Impact on Senior Management
FourthLine Learning
The extension of the Senior Managers and Certification Regime (SM&CR) to investment firms in December 2019 represents a major overhaul...
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Professional Training
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2 days
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From 1,600 GBP
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London
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Classroom
Outsourcing in Financial Services (Public Course) - In House Training
Corporate Training Partnerships
Financial services institutions enter into outsourcing arrangments for a variety of purposes, including: costs savings; streamlining; process improvements; restructuring; and...
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Corporate Training for Teams
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Multiple (2)
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Virtual Classroom, In Company
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This course results in CPD hours
Money Laundering & The Bribery Act
BPP Professional Education
Overview Money Laundering and Bribery are two key areas for solicitors, requiring compliance with legislative and professional guidelines. Compliance with...
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Professional Training
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1 day
-
From 455 GBP
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Multiple (2)
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Classroom, Virtual Classroom, Self-Paced Online
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