Course description

The Listing Rules - Introduction

This one-day course is designed to provide an understanding of the rules which apply to public companies, both when they apply for a London Stock Exchange listing and once they are listed on the London Stock Exchange. It considers, in order, all of the stages of listing, addressing in turn the regulatory requirements for each stage, including continuing obligations for listed companies. No prior knowledge of the Listing Rules is assumed.

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Upcoming start dates

1 start date available

Online delivery option may be available - Please contact provider.

Self-Paced Online
Online
English

Suitability - Who should attend?

This course will be of benefit to anyone involved in advising on UK main market listing regulation. It is also suitable for those who require an overview of the main rules in this area.

Training Course Content

Learning outcomes include obtaining a greater understanding of:The Listing RegimeThe regulatory frameworkRelevant sections of the Financial Services and Markets Act 2000The Transparency Directive, Prospectus Directive and Market Abuse DirectiveThe Disclosure and Transparency Rules, Prospectus Rules and Listing RulesTypes of ListingReasons for a Stock Exchange listingAlternative listing methodsPremium and standard listingsThe Listing ProcessThe role of the sponsorConditions for a listingListing timetableListing documentsAdmission to trading and listingProspectusesWhen a prospectus is requiredContents of prospectusesResponsibilities in relation to prospectusesContinuing ObligationsDirectors' obligationsThe UK Corporate Code and the Model CodeInside Information - control and disclosureTransactions: Acquisitions, disposals, buy-backs and related party transactionsCirculars to shareholdersFurther RegulationsSector-specific rulesRecent developments

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The Listing Rules - Introduction

Location

Course description