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International Certificate in Financial Services Regulation

The Chartered Governance Institute
Course summary
9 months
2,495 GBP excl. VAT
Professional Training
Next available date: Enquire for more information - Online courses
Course Dates
Isle of Man
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2,495 GBP
United Kingdom
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2,495 GBP
Enquire for more information  (English)
2,495 GBP
Online courses
Enquire for more information  (English)
2,495 GBP

Course description

International Certificate in Financial Services Regulation

Robust and effective regulations and their enforcement are crucial to the smooth operation of financial systems. Gain a sound understanding of the principles of regulation for the start of your career as a regulator.

Suitability - Who should attend?

Those entering the profession or junior members of a regulatory body

Training Course Content

  • Why financial services are regulated
  • The legal and regulatory framework relating to regulation
  • The role of financial services regulators and how they operate
  • Authorisation
  • Supervision
  • Conduct risk management
  • The regulation of financial crime prevention

About provider

The Chartered Governance Institute

The Chartered Governance Institute - Developing the skills of governance professionals

The Chartered Governance Institute (previously ICSA: The Governance Institute) is the professional body for governance. With 125 years’ experience, we work with regulators and policymakers to champion high standard of governance and provide qualification, training and guidance that build careers. ...

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Contact info

The Chartered Governance Institute

Saffron Hourse, 6-10 Kirby Street
EC1N 8TS London

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