Course description
The competence of staff has always been high on the regulator’s agenda and the introduction of the SMCR and the new Consumer Duty have placed an even greater importance on effective training and competence arrangements.
A well designed and executed T&C framework will help you demonstrate to the regulator that your staff really are at the centre of your organisation and that you have effective processes in place for the measurement and management of individual competence and capability.
This webinar explores the constituent parts of an effective T&C framework through the lens of the regulator. It is suitable for those individuals involved in the design, implementation, and oversight of T&C at FCA authorised firms. Presenter Lynne Hargreaves has extensive experience in financial services and specialises in the interpretation of FCA regulation and its impacts on people.
Upcoming start dates
Outcome / Qualification etc.
Training Course Content
Introduction
The competence of staff has always been high on the regulator’s agenda and the introduction of the Senior Manager and Certification Regime and the new Consumer Duty have placed an even greater importance on effective training and competence (‘T&C’) arrangements.
A well designed and executed T&C framework will help you demonstrate to the regulator that your staff really are at the centre of your organisation and that you have effective processes in place for the measurement and management of individual competence and capability.
This webinar explores the constituent parts of an effective T&C framework through the lens of the regulator.
It is suitable for those individuals involved in the design, implementation, and oversight of T&C at FCA authorised firms.
What You Will Learn
This webinar will cover the following:
- The FCA’s approach to employee competence and capability
- The key component parts of an effective T&C framework
- The role of the line manager/supervisor
- The data required to demonstrate an effective approach to T&C
Expenses
MBL Seminars Limited
MBL is a leading learning and development provider for professional service firms. Over the past 18 years, more than 198,000 people across 23,000 different organisations spanning 81 countries, have chosen us to deliver their training. With over 800 expert speakers...