Professional Development & Training Forum
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FCA Professional Development Guide 2017
11/01/2017
Course Advisor
Hello and happy new year from FindCourses.co.uk!
Last year we received a number of queries from people confused about which FCA qualifications are needed to progress within various finance ro...
3
RE: RE: Is it mandatory to sit an exam to become FCA approved?
11/01/2017
Course Adviser
Hello and happy new year from FindCourses.co.uk!
Last year we received a number of queries from people confused about which FCA qualifications are needed to progress within various finance ro...
4
RE: RE: What is the easiest route to becoming FCA qualified?
11/01/2017
Course Advisor
Hello and happy new year from FindCourses.co.uk!
Last year we received a number of queries from people confused about which FCA qualifications are needed to progress within various finance ro...
3
RE: Is it mandatory to sit an exam to become FCA approved?
09/12/2016
Course Adviser
Hi Richard,
Thanks for your post.
To become an FCA 'approved person', you must meet the requirements of the FCA’s 'fit and proper' test (a benchmark, not an exam), among other stipulations.
...
3
Is it mandatory to sit an exam to become FCA approved?
30/11/2016
Richard James
Hello, I wanted to know if it was mandatory to sit an exam to become FCA approved, or if you could do it through other means arranged via your employer e.g. Fit and Proper Test (FIT) and abidi...
18
RE: What does the FSA qualification CF30 mean?
05/04/2016
The Findcourses Team
I’ve just called the FCA to get answers to your questions.
According to our chat, I’ve gathered that:
If you take a sabbatical from your company and then return to the same company, your CF3...
1
RE: cf30 course
16/10/2014
Course Adviser
Hi Jacky, thanks for your question - you are by no means the only person to be unsure about this! We actually have a much longer forum thread on this topic that you can see here. In short, ...
1
RE: Investment Qualifications - CISI / CF30
02/10/2014
Course Adviser
Hi Trevor,
thanks for the question and sorry if it has taken us a while to get to it.
We do list a number of providers who deliver CISI qualifications, and you can find them here. I am not e...
18
RE: What does the FSA qualification CF30 mean?
04/09/2014
Course Adviser
Hi all, we recently published a new article that we hope gives a clear overview of how becoming qualified to perform "controlled functions" (including CF30, which is a customer-facing advisor...
4
RE: What is the easiest route to becoming FCA qualified?
27/08/2014
Course Advisor
A little update on this topic: we have condensed the information given to us by the FCA into an article explaining the ins and outs of becoming qualified and a list of Approved Qualifications ...
18
RE: What does the FSA qualification CF30 mean?
25/06/2014
Josh
actually wanted to ask if there are any other exams or qualifications for compliance officers. I passed the CII R01 & R02 exams as a financial advisor, but want to move towards Compliance for ...
4
RE: What is the easiest route to becoming FCA qualified?
19/06/2014
Course Adviser
Hi both, you are right, the FCA website can be quite hard to navigate and we have recently been in touch with them directly to try to get some clarity on the whole issue of their qualificatio...
4
RE: What is the easiest route to becoming FCA qualified?
17/06/2014
John
I have been trying to understand the same thing - I have already passed IMC and the CAIA and am wondering if that gives me an exemption of any sort?
2
RE: What do you need to be FSA or FCA compliant?
14/04/2014
Panikos
I am interesting for the Compliance qualification awreded by FCA (Financial Conduct Authority). I heard about a course leading to to certificate or diploma .Holding of this can be help you get...
4
What is the easiest route to becoming FCA qualified?
11/03/2014
Tony
Hi. I work in investment and would like to know easiest route to becoming FCA qualified. The fca site is quite confusing
2
RE: What courses do you need to be FSA or FCA compliant for compliance advisory roles?
13/02/2014
Findcourses.co.uk
Hi,
Among training programmes for professionals in compliance advisory roles, there's a wide choice of monitoring training, specifically aimed at for compliance managers. You can find a broad...
2
What courses do you need to be FSA or FCA compliant for compliance advisory roles?
14/10/2013
syed
I want to know the appropriate courses to be FSA or FCA compliant for compliance advisory roles.
Can anyone help?
18
RE: What does the FSA qualification CF30 mean?
16/07/2013
Findcourses.co.uk
Hi all,
Starting April 2013, the Financial Conduct Authority is the supervisory body of financial services in the UK, so the previously known 'FSA CF30' is now one of the controlled functions...
Displaying 1-18 of 18 posts
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