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SMCR: meeting your Responsibilities as a Senior Manager

Corporate Training Partnerships
Course summary
0.5 days
English
Full time
Online courses

Course description

Ever since assuming their powers in 2013, the PRA and FCA have clearly signalled, and acted upon, their intention to subject senior management to a more intense and intrusive level of scrutiny. They introduced the new Senior Manager & Certification Regime for some types of financial institution initially and have now extended a version of it across all regulated firms.

While implementation of the new regime may be complex, the consequences of failing to comply with the enhanced requirements are likely to be damaging for the individual senior manager and highly disruptive for the organisation.

Accordingly, this focused event is specifically designed to help Senior Managers:

  • Make sure you are fully aware of your regulatory obligationsunder the new Senior Manager Regime
  • Understand regulatory priorities and expectations, especially in key areas such as governance, risk management, culture and conduct risk
  • Consider how to maintain and demonstrate ongoing competence
  • Highlight and avoid common compliance pitfalls and problem areas
  • Know what to expect from regulatory interviews and visits

Suitability - Who should attend?

This event will be of value to individuals falling under the scope of the Senior Managers & Certification Regime or about to become so. It will also be of interest to those responsible for managing or supporting Senior Managers. This programme is particularly useful ahead of a regulatory visit or as part of the induction for senior managers.

Outcome / Qualification etc.

This event may contribute 3 hours CPD

Training Course Content

  • Senior Managers: the regulatory framework and approach
  • Senior Managers & Certification Regime
  • Risk systems and controls
  • Regulatory hot topics

Course delivery details

This course will be delivered via a real time slide sharing and live audio visual platform, accessible by desktop computer, laptop, tablet or smartphone. Class size will be limited to ensure a high quality and interactive learning experience.

In-house / Company-specific training

CTP can also adapt and deliver this training course in-house, to meet the specific needs of your team.

About provider

CTP - Corporate Training Partnerships

Corporate Training Partnerships - CTP: Regulatory, Risk Management and Technical Training for Financial Services Organisations

CTP are a specialist training company serving the financial services sector since 2002. Our clients include both dual (FCA and PRA) regulated and solo (FCA) regulated firms. Fully independent with no consulting or technology arms or products, no third party...


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Reviews

Average rating 4.8

Based on 4 reviews.

NHBC
(5)
Gary is very engaging and cleary has a lot of experience and industry knowledge
Truly Independent
(4)
This has provided an excellent overview of the new regime. Very good interactive debate with delegates in attendance
Jordan International Bank
(5)
Highly informative and comprehensive in its coverage of this subject matter
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Reviews
Course rating
(4.8)
Based on 4 reviews.
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